Investment Management Bulletin – August 2010 – The Canadian Registration Regime: Canadian Regulators Propose “First Year” Amendments to National Instrument 31-103 and Other Developments 

The Canadian registration regime continues to evolve at a rapid pace, with new rule amendments proposed and more under development, the introduction of new rules by the Mutual Fund Dealers Association of Canada (MFDA) and the Investment Industry Regulatory Organization of Canada (IIROC), and important compliance deadlines swiftly approaching.

Investment Management Bulletin – August 2010 – The Canadian Registration Regime: Canadian Regulators Propose “First Year” Amendments to National Instrument 31-103 and Other Developments