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The Registration Rules Book

The Registration Rules Handbook Cover

Securities Law Resource

BLG’s Investment Management Group is pleased to share our Registration Rules Book, our compilation of the most commonly used national and multilateral instruments and policies affecting registered financial services firms and individuals.

This rules book has been updated to include amendments to National Instrument 31-103 and its Companion Policy that came into force on December 31, 2019, including amendments that will come into effect on June 30, 2021 and December 31, 2021, as applicable.

Download BLG’s Registration Rules Book
(PDF, 3.57 MB)

This publication does not reflect other amendments that have been proposed but are not yet in force on the date of publication, and also does not include the rules established by self-regulatory organizations (SROs), such as the Investment Industry Regulatory Organization of Canada or the Mutual Fund Dealers Association of Canada.

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