Rebecca Cowdery, Prema Thiele and Donna Spagnolo, of BLG’s Investment Management Group, are participating in the Strategy Institute’s 12th Annual Focus Event on Registrant Regulation Conduct & Compliance, from May 14-15, 2019. Rebecca and Prema will be co-chairing the summit, as they have done for many years, and will deliver the opening remarks. Donna will be participating in the Investment Funds & Portfolio Managers Workshop on the 15th.
The summit will discuss:
- Information and feedback from key regulators: OSC, ASC, AMF and FCNB
- How to navigate regulatory developments impacting derivatives, embedded commissions and investor protection (client focused reforms)
- Practice tips from IIROC, MFDA, NEMA, PCMA, PMAC, IFIC and others
- Insights on the impact of CRM2 on your customers to improve your reporting
- How to achieve compliance excellence