Shannon Baerwald


[email protected]

Shannon provides comprehensive support with securities regulatory and corporate/commercial matters. Within her role, Shannon assists clients with required regulatory filings and communicating with securities regulatory authorities.

Her responsibilities include preparing and filing a variety of documents for corporate and investment fund clients, including:

  • continuous disclosure documents
  • securities regulatory filings (SEDAR and Commission portals)
  • reports of exempt distribution
  • compliance filings
  • insider reports (SEDI)

During her 28 years of progressive corporate/commercial and securities law experience, Shannon has gained a well-rounded knowledge of the securities industry and the applicable legislation. She has assisted with mergers and acquisitions, private placements, takeover bids, exchange listings and public offerings.