With the new derivatives business conduct rule coming into effect this September, the transition from CDOR to CORRA starting this June, and with derivatives becoming a larger part of more advisers’ portfolios, 2024 is the time to refresh your derivatives compliance regime.
Join us for a webinar highlighting our derivatives-related practice points and insights to help you refine and update your derivatives compliance practices.
Carol Derk, National Leader of BLG’s Derivatives Group, will moderate a lively hour-long conversation covering the following:
- Essentials of a Derivatives Compliance Program | Julie Mansi
- CSA Derivatives Business Conduct Rule for Dealers and Advisers | Jessica Evans and Melissa Ghislanzoni
- Transition from CDOR to CORRA | Olivier Busque
- Derivatives Documentation | Michael Taylor
We look forward to having you join us. Please respond by February 12.
BC | This course has been accredited for 1.0 hour. Course name: Refreshing your Derivatives Compliance Program. Course number: N13022024.
ON | This program is eligible for 1.0 Substantive Hour.
QC | Please note, the concept of “recognition” or “accreditation” has been abolished. By doing this, the Barreau is trying to make it easier for lawyers to claim mandatory CLE credits without a formal accreditation process. It is now up to individual lawyers to determine the eligibility of a training activity and to declare the hours in their “Dossier de formation en ligne”.
If you have any questions about this event, please email [email protected].