David represents registrants and public companies and their respective officers, directors and shareholders in class action proceedings and prosecutions, including regulatory prosecutions.
He represents clients in investigations and enforcement actions before listed stock exchanges regarding insider trading, market manipulation, securities distributions, financial disclosure, investment suitability and director conduct.
David's areas of focus include:
- class actions and shareholders' rights litigation, including securities class actions, overtime class actions, investor loss class actions, oppression proceedings and derivative actions
- securities litigation and regulation, including broker liability and departing broker litigation, proceedings before the Ontario Securities Commission, self-regulatory organization disciplinary proceedings and charges under the Securities Act
- directors' and officers' liability, including shareholders' actions, creditors' actions, and offences under the Securities Act and other regulatory statutes
- general commercial and employment litigation
He has appeared before all levels of court including the Supreme Court of Canada as well as provincial securities commissions, the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA).
He has also appeared before the disciplinary and appeal boards of self-regulatory organizations such as the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA).
At BLG, David is the National Group Head for Commercial Litigation.