We are dedicated to understanding and resolving your regulatory and legal issues. We assist our registrant clients, both Canadian and international, with initial start-up, establishment of compliance and operational systems and ongoing advice and support.
We offer advice on structuring and offering funds, including hedge, private equity/venture capital and alternative funds, pursuant to private placements and public offerings to comply with Canadian securities laws.
We are counsel to the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA), the two recognized self-regulatory organizations (SROs) in Canada.
We are members of, and assist trade associations, including:
- the Investment Funds Institute of Canada (IFIC)
- the Portfolio Management Association of Canada (PMAC)
- the Alternative Investment Management Association of Canada (AIMA Canada)
- the Investment Industry Association of Canada (IIAC)