Iva is an experienced securities lawyer who possesses regulatory and practical expertise gained within and leading legal and compliance teams, as well as with the Ontario Securities Commission. She joined AUM in 2023, with a focus on providing advice on regulatory compliance, conflicts and risk management for registrants.
Iva also spent 17 years, including nine as a member of the corporate finance leadership team, at the Ontario Securities Commission, where she was a well-known and widely respected regulator.
Iva is an accomplished writer and speaker on topics related to regulatory compliance and risk management. Iva is working within AUM to assist with innovations in leveraging technological solutions to provide efficient legal services. Iva has a passion for regulatory policy and helps clients understand both the potential benefits, as well as the challenges, of enhancing a culture of compliance.
